Mary Houle Phillips

Chief Compliance Officer

Mary Phillips is Alambic’s Chief Compliance Officer and joined the firm in 2009. Bert and Mary worked together at Salomon Brothers in London before they both returned to the US and, coincidentally, settled in the Bay Area. As her family grew roots in Northern California, Mary supported NaturalPath Media and Lark Media, Inc. with her human resources and administrative gifts from 2003 to 2009. Back in London, Ms. Phillips was Executive Vice President and Counsel in the European Compliance Department for Citigroup (formerly Salomon Brothers); and prior to that, she was Senior Counsel and Branch Chief in the Division of Enforcement with the Securities and Exchange Commission (“SEC”), and Associate at Sutherland, Asbill & Brennan, in Washington, D.C.

Ms. Phillips received a B.A. from the University of Michigan in 1986 and a J.D. degree from the University of Michigan in 1989.

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